CVR Physiotherapy › Technique cards › Basics
Respiratory anatomy, physiology and mechanics of the thorax
Chapter 1 is revision of earlier years, applied to physiotherapy. It is rarely asked on its own, but every technique answer rests on it: why a breath hold reopens alveoli, why huffing clears small airways, why a flat diaphragm fails. Learn the numbers and the drawings that turn up again and again.
- Syllabus
- Ch 1(a) Pulmonary anatomy and physiology; 1(d) Biomechanics of thorax (revision)
- Priority
- Foundation. Not asked on its own in 2016–2026; underpins technique and condition answers.
- Asked as
- Not asked 2016–2026
- Usual split
- Revision; possible 3-mark definitions or diagrams
- Checked against
- Standard physiology texts (Guyton and Hall; West) and anatomy texts. Full list under Sources.
- Content checked
- 19 October 2026. Next review due October 2027.
- My revision
-
1Airways, lobes and segments
- Upper airway (nose, pharynx, larynx) warms, humidifies and filters air. The trachea divides at the carina, at the level of the sternal angle (about T4–T5).
- The right main bronchus is wider, shorter and more vertical than the left, so inhaled objects and aspirated fluid usually go right.
- About 23 generations of branching: generations 0–16 are the conducting zone (no gas exchange; anatomical dead space about 150 mL); 17–23 are the respiratory zone (respiratory bronchioles, alveolar ducts and sacs), with hundreds of millions of alveoli.
- Alveolar cells: type I (thin, for gas exchange) and type II (make surfactant, which lowers surface tension and stops small alveoli collapsing); alveolar macrophages clear particles.
- Mucociliary escalator: cilia sweep a thin mucus layer upwards to the throat; slowed by smoking, dry gas and infection.
- Lobes: right lung has 3 (upper, middle, lower; oblique and horizontal fissures), left has 2 (upper with the lingula, and lower; oblique fissure).
| Lobe | Right lung (10) | Left lung (8–10) |
|---|---|---|
| Upper | Apical, posterior, anterior | Apicoposterior, anterior |
| Middle or lingula | Lateral, medial (middle lobe) | Superior and inferior lingular |
| Lower | Superior (apical), medial basal, anterior basal, lateral basal, posterior basal | Superior, anteromedial basal, lateral basal, posterior basal |
Surface markings (for hand placement and auscultation)
- Oblique fissure: from about the T3 spinous process at the back, round the side, to the 6th costal cartilage at the front. So the lower lobes are mostly at the back, the upper lobes mostly at the front.
- Horizontal fissure (right): along the 4th costal cartilage; the middle lobe lies between it and the oblique fissure, at the front.
- Lower lung border in quiet breathing: 6th rib in the mid-clavicular line, 8th in the mid-axillary line, 10th at the back. The pleura reaches about two ribs lower (8th, 10th, 12th).
Nerves: vagus (bronchoconstriction, mucus secretion); sympathetic β2 (bronchodilation, the target of salbutamol); phrenic nerve C3–C5 to the diaphragm; intercostal nerves to the intercostals. Blood supply: the low-pressure pulmonary circulation (pulmonary artery pressure about 25/10 mmHg) for gas exchange, and bronchial arteries for the airway walls.
2Mechanics of breathing and biomechanics of the thorax
| Movement | Ribs | Diameter increased |
|---|---|---|
| Pump handle | Upper ribs (about 1–6): the front ends rise and the sternum moves forwards and up | Front-to-back (anteroposterior) |
| Bucket handle | Lower ribs (about 7–10): the middle of each rib swings up and out | Side-to-side (transverse) |
| Caliper | Floating ribs (11–12): swing outwards | Side-to-side, lower chest |
| Diaphragm descent | Dome moves down | Vertical (the biggest share of quiet breathing) |
- The diaphragm is the main muscle of quiet breathing (often quoted as about three-quarters of the tidal volume). Where it lies against the inside of the lower ribs (the zone of apposition), its contraction, with the abdominal contents as a fulcrum, also lifts and widens the lower ribs.
- In hyperinflation (COPD) the diaphragm is flat and short, the zone of apposition shrinks, and contraction can pull the lower ribs in (Hoover's sign). This is why forward-lean positions, which push the diaphragm back into a dome, ease breathlessness.
- Posture: slumped sitting and lying flat reduce lung volume; kyphosis, scoliosis and a stiff chest wall (ankylosing spondylitis) restrict it.
| Phase | Muscles |
|---|---|
| Quiet inspiration | Diaphragm; external intercostals and parasternal internal intercostals; scalenes |
| Forced inspiration (accessory) | Sternocleidomastoid, scalenes, upper trapezius, pectoralis major and minor (with arms fixed), serratus anterior, back extensors |
| Quiet expiration | None: passive elastic recoil of the lungs and chest wall |
| Forced expiration and cough | Abdominals (rectus, obliques, transversus), internal intercostals, latissimus dorsi |
- Pressures: pleural pressure is about −5 cmH₂O at rest and about −7.5 cmH₂O at the end of a quiet breath in; alveolar pressure is about −1 cmH₂O during inspiration (air flows in) and +1 cmH₂O during expiration.
- Compliance (stretchiness: volume change per pressure change): about 200 mL/cmH₂O for the lungs alone and about 110 mL/cmH₂O for lungs and chest wall together. Low in fibrosis, oedema, obesity and chest wall deformity; high lung compliance in emphysema (loss of elastic recoil).
- Airway resistance sits mainly in the medium-sized bronchi; it rises with bronchospasm, mucus and airway collapse.
- Work of breathing takes only about 3–5% of the body's energy at rest, but much more in lung disease, so breathing muscles compete with leg muscles for oxygen during exercise.
3Lung volumes and capacities
Spirogram: volumes and capacities (typical young adult)
| Term | Definition | About |
|---|---|---|
| Tidal volume (TV) | Breathed in or out in a quiet breath | 0.5 L |
| Inspiratory reserve volume (IRV) | Extra air that can be breathed in after a quiet breath in | 3.0 L |
| Expiratory reserve volume (ERV) | Extra air that can be breathed out after a quiet breath out | 1.1 L |
| Residual volume (RV) | Air left after a maximal breath out | 1.2 L |
| Inspiratory capacity (IC) | TV + IRV | 3.5 L |
| Functional residual capacity (FRC) | ERV + RV: air left at the end of a quiet breath out | 2.3 L |
| Vital capacity (VC) | IRV + TV + ERV | 4.6 L |
| Total lung capacity (TLC) | All four volumes | 5.8 L |
FRC matters most to physiotherapists: it falls after surgery, with pain, obesity and lying flat, and small airways at the bases then close (collapse). Upright positions, deep breaths and walking restore it. Minute ventilation = tidal volume × rate (about 6 L/min); alveolar ventilation subtracts the dead space.
4Gas exchange and transport
- Oxygen and CO₂ cross the very thin alveolar–capillary membrane by diffusion, which slows if the membrane thickens (fibrosis, oedema) or its area falls (emphysema, lung resection).
- Oxygen is carried about 98.5% bound to haemoglobin and 1.5% dissolved; 1 g of haemoglobin carries about 1.34 mL of oxygen, so anaemia lowers oxygen delivery even with a normal SpO₂.
- CO₂ is carried as bicarbonate (about 70%), bound to proteins as carbamino compounds (about 23%) and dissolved (about 7%).
- Bohr effect: CO₂ and acid make haemoglobin release oxygen in the tissues. Haldane effect: oxygen binding makes haemoglobin release CO₂ in the lungs (one reason high oxygen raises CO₂ in COPD).
Oxyhaemoglobin dissociation curve
Ventilation–perfusion matching and West's zones are on the positioning card.
5Control of breathing
| Part | Role |
|---|---|
| Medulla (respiratory centres) | Generates the basic rhythm; inspiratory and expiratory neurones |
| Pons | Fine-tunes the rhythm (pneumotaxic centre limits inspiration) |
| Central chemoreceptors (medulla) | Respond to CO₂ through acidity of the cerebrospinal fluid: the main drive in health |
| Peripheral chemoreceptors (carotid and aortic bodies) | Respond mainly to low oxygen (strongly below about 60 mmHg), also to CO₂ and acid |
| Lung and airway receptors | Stretch receptors (Hering–Breuer reflex), irritant receptors (cough, bronchospasm), J receptors (stiff, wet lungs: breathlessness) |
| Cortex and limbic system | Voluntary control (breath-holding, speech, breathing exercises) and emotion (anxiety speeds breathing) |
6Physiology behind physiotherapy techniques
| Physiology | Technique it explains |
|---|---|
| Collateral ventilation (pores of Kohn, canals of Lambert, channels of Martin) | Deep breaths with a hold, SMI, PEP: air gets behind mucus and into collapsed units |
| Equal pressure point in forced expiration | Huffing from mid or low lung volume clears peripheral airways (ACBT card) |
| Gravity on ventilation and perfusion | Positioning for oxygenation and postural drainage |
| Zone of apposition and diaphragm length | Forward-lean positions in COPD; abdominal binder in tetraplegia |
| FRC and airway closure | Upright positions, early walking after surgery |
| Surfactant and alveolar stability | Regular deep breaths and sighs prevent collapse in shallow breathers |
| Mucociliary clearance | Humidification, hydration, stopping smoking |
| Chemoreceptors and the Haldane effect | Controlled oxygen in COPD (88–92%) |
| Cortical control of breathing | Breathing control, pursed-lip breathing, breathing retraining |
7Exam corner
Not asked on its own in the 20 papers (2016–2026); the related questions are on the zones of the lung (S25) and causes of altered V/Q (S23) on the positioning card, and spirometry in obstructive and restrictive disease (W20, S19) on the investigations card.
Test yourself
3 mDifferentiate the pump-handle and bucket-handle movements of the ribs.
Pump handle: upper ribs, front ends rise and the sternum moves forwards and up, increasing the front-to-back diameter. Bucket handle: lower ribs, the middle of each rib swings up and out, increasing the side-to-side diameter.
3 mDraw a spirogram and label the volumes and capacities.
See the figure in section 3: TV 0.5, IRV 3.0, ERV 1.1, RV 1.2 L; IC 3.5, FRC 2.3, VC 4.6, TLC 5.8 L.
MCQAt a PaO₂ of 60 mmHg, haemoglobin saturation is about:A. 50%B. 75%C. 90%D. 100%
C. About 90%; below this the curve falls steeply.
Sources
- MUHS BPTh syllabus (2012), CVR Ch 1.
- Hall JE, Hall ME. Guyton and Hall Textbook of Medical Physiology (volumes, pressures, compliance, gas transport).
- West JB, Luks AM. West's Respiratory Physiology: The Essentials.
- Severinghaus JW. Simple, accurate equations for human blood O₂ dissociation computations. J Appl Physiol 1979 (used to draw the curve).
- Standard anatomy texts (Gray's Anatomy; Chaurasia) for segments and surface markings; Frownfelter & Dean (2022) for chest wall mechanics.
Educational notes for exam preparation. Not medical advice.
Version 1. Content checked 19 October 2026. Next review October 2027.