CVR Physiotherapy

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Respiratory anatomy, physiology and mechanics of the thorax

Chapter 1 is revision of earlier years, applied to physiotherapy. It is rarely asked on its own, but every technique answer rests on it: why a breath hold reopens alveoli, why huffing clears small airways, why a flat diaphragm fails. Learn the numbers and the drawings that turn up again and again.

Syllabus
Ch 1(a) Pulmonary anatomy and physiology; 1(d) Biomechanics of thorax (revision)
Priority
Foundation. Not asked on its own in 2016–2026; underpins technique and condition answers.
Asked as
Not asked 2016–2026
Usual split
Revision; possible 3-mark definitions or diagrams
Checked against
Standard physiology texts (Guyton and Hall; West) and anatomy texts. Full list under Sources.
Content checked
19 October 2026. Next review due October 2027.
My revision

1Airways, lobes and segments

  • Upper airway (nose, pharynx, larynx) warms, humidifies and filters air. The trachea divides at the carina, at the level of the sternal angle (about T4–T5).
  • The right main bronchus is wider, shorter and more vertical than the left, so inhaled objects and aspirated fluid usually go right.
  • About 23 generations of branching: generations 0–16 are the conducting zone (no gas exchange; anatomical dead space about 150 mL); 17–23 are the respiratory zone (respiratory bronchioles, alveolar ducts and sacs), with hundreds of millions of alveoli.
  • Alveolar cells: type I (thin, for gas exchange) and type II (make surfactant, which lowers surface tension and stops small alveoli collapsing); alveolar macrophages clear particles.
  • Mucociliary escalator: cilia sweep a thin mucus layer upwards to the throat; slowed by smoking, dry gas and infection.
  • Lobes: right lung has 3 (upper, middle, lower; oblique and horizontal fissures), left has 2 (upper with the lingula, and lower; oblique fissure).
Bronchopulmonary segments (the basis of postural drainage)
LobeRight lung (10)Left lung (8–10)
UpperApical, posterior, anteriorApicoposterior, anterior
Middle or lingulaLateral, medial (middle lobe)Superior and inferior lingular
LowerSuperior (apical), medial basal, anterior basal, lateral basal, posterior basalSuperior, anteromedial basal, lateral basal, posterior basal

Surface markings (for hand placement and auscultation)

  • Oblique fissure: from about the T3 spinous process at the back, round the side, to the 6th costal cartilage at the front. So the lower lobes are mostly at the back, the upper lobes mostly at the front.
  • Horizontal fissure (right): along the 4th costal cartilage; the middle lobe lies between it and the oblique fissure, at the front.
  • Lower lung border in quiet breathing: 6th rib in the mid-clavicular line, 8th in the mid-axillary line, 10th at the back. The pleura reaches about two ribs lower (8th, 10th, 12th).

Nerves: vagus (bronchoconstriction, mucus secretion); sympathetic β2 (bronchodilation, the target of salbutamol); phrenic nerve C3–C5 to the diaphragm; intercostal nerves to the intercostals. Blood supply: the low-pressure pulmonary circulation (pulmonary artery pressure about 25/10 mmHg) for gas exchange, and bronchial arteries for the airway walls.

2Mechanics of breathing and biomechanics of the thorax

How the chest gets bigger on breathing in
MovementRibsDiameter increased
Pump handleUpper ribs (about 1–6): the front ends rise and the sternum moves forwards and upFront-to-back (anteroposterior)
Bucket handleLower ribs (about 7–10): the middle of each rib swings up and outSide-to-side (transverse)
CaliperFloating ribs (11–12): swing outwardsSide-to-side, lower chest
Diaphragm descentDome moves downVertical (the biggest share of quiet breathing)
  • The diaphragm is the main muscle of quiet breathing (often quoted as about three-quarters of the tidal volume). Where it lies against the inside of the lower ribs (the zone of apposition), its contraction, with the abdominal contents as a fulcrum, also lifts and widens the lower ribs.
  • In hyperinflation (COPD) the diaphragm is flat and short, the zone of apposition shrinks, and contraction can pull the lower ribs in (Hoover's sign). This is why forward-lean positions, which push the diaphragm back into a dome, ease breathlessness.
  • Posture: slumped sitting and lying flat reduce lung volume; kyphosis, scoliosis and a stiff chest wall (ankylosing spondylitis) restrict it.
Muscles of breathing
PhaseMuscles
Quiet inspirationDiaphragm; external intercostals and parasternal internal intercostals; scalenes
Forced inspiration (accessory)Sternocleidomastoid, scalenes, upper trapezius, pectoralis major and minor (with arms fixed), serratus anterior, back extensors
Quiet expirationNone: passive elastic recoil of the lungs and chest wall
Forced expiration and coughAbdominals (rectus, obliques, transversus), internal intercostals, latissimus dorsi
  • Pressures: pleural pressure is about −5 cmH₂O at rest and about −7.5 cmH₂O at the end of a quiet breath in; alveolar pressure is about −1 cmH₂O during inspiration (air flows in) and +1 cmH₂O during expiration.
  • Compliance (stretchiness: volume change per pressure change): about 200 mL/cmH₂O for the lungs alone and about 110 mL/cmH₂O for lungs and chest wall together. Low in fibrosis, oedema, obesity and chest wall deformity; high lung compliance in emphysema (loss of elastic recoil).
  • Airway resistance sits mainly in the medium-sized bronchi; it rises with bronchospasm, mucus and airway collapse.
  • Work of breathing takes only about 3–5% of the body's energy at rest, but much more in lung disease, so breathing muscles compete with leg muscles for oxygen during exercise.

3Lung volumes and capacities

Spirogram: volumes and capacities (typical young adult)

Volume trace with tidal breaths, a maximal breath in and a maximal breath out Tidal breathing moves 0.5 litres above the resting level. A maximal breath in reaches total lung capacity; a maximal breath out falls to residual volume. Brackets show inspiratory reserve volume 3.0 litres, tidal volume 0.5, expiratory reserve volume 1.1 and residual volume 1.2, and the capacities: inspiratory capacity 3.5, functional residual capacity 2.3, vital capacity 4.6 and total lung capacity 5.8 litres. IRV 3.0 L TV 0.5 L ERV 1.1 L RV 1.2 L IC 3.5 L FRC 2.3 L VC 4.6 L TLC 5.8 L
Values for a young adult man (they vary with size, age and sex). Residual volume, FRC and TLC cannot be measured by simple spirometry, because the residual air never leaves the lungs.
TermDefinitionAbout
Tidal volume (TV)Breathed in or out in a quiet breath0.5 L
Inspiratory reserve volume (IRV)Extra air that can be breathed in after a quiet breath in3.0 L
Expiratory reserve volume (ERV)Extra air that can be breathed out after a quiet breath out1.1 L
Residual volume (RV)Air left after a maximal breath out1.2 L
Inspiratory capacity (IC)TV + IRV3.5 L
Functional residual capacity (FRC)ERV + RV: air left at the end of a quiet breath out2.3 L
Vital capacity (VC)IRV + TV + ERV4.6 L
Total lung capacity (TLC)All four volumes5.8 L

FRC matters most to physiotherapists: it falls after surgery, with pain, obesity and lying flat, and small airways at the bases then close (collapse). Upright positions, deep breaths and walking restore it. Minute ventilation = tidal volume × rate (about 6 L/min); alveolar ventilation subtracts the dead space.

4Gas exchange and transport

  • Oxygen and CO₂ cross the very thin alveolar–capillary membrane by diffusion, which slows if the membrane thickens (fibrosis, oedema) or its area falls (emphysema, lung resection).
  • Oxygen is carried about 98.5% bound to haemoglobin and 1.5% dissolved; 1 g of haemoglobin carries about 1.34 mL of oxygen, so anaemia lowers oxygen delivery even with a normal SpO₂.
  • CO₂ is carried as bicarbonate (about 70%), bound to proteins as carbamino compounds (about 23%) and dissolved (about 7%).
  • Bohr effect: CO₂ and acid make haemoglobin release oxygen in the tissues. Haldane effect: oxygen binding makes haemoglobin release CO₂ in the lungs (one reason high oxygen raises CO₂ in COPD).

Oxyhaemoglobin dissociation curve

S-shaped curve of saturation against PaO₂ Saturation rises steeply between 20 and 60 mmHg and flattens above 60 mmHg. Marked points: 50% saturation at about 27 mmHg (P50); about 75% at 40 mmHg (mixed venous blood); about 90% at 60 mmHg. A dashed curve shifted to the right shows the effect of more CO₂, acid, heat, 2,3-DPG and exercise, which release more oxygen to the tissues. 0 20 40 60 80 100 0 50 90 100 PaO₂ (mmHg) Haemoglobin saturation (%) P50 ≈ 27 mmHg 40 mmHg ≈ 75% (venous blood) 60 mmHg ≈ 90% right shift (dashed): more CO₂ and acid, heat, 2,3-DPG, exercise: O₂ released to tissues
The flat top means SpO₂ stays above 90% until PaO₂ falls to about 60 mmHg; below that, saturation falls fast. This is why 60 mmHg (8 kPa) defines respiratory failure.

Ventilation–perfusion matching and West's zones are on the positioning card.

5Control of breathing

PartRole
Medulla (respiratory centres)Generates the basic rhythm; inspiratory and expiratory neurones
PonsFine-tunes the rhythm (pneumotaxic centre limits inspiration)
Central chemoreceptors (medulla)Respond to CO₂ through acidity of the cerebrospinal fluid: the main drive in health
Peripheral chemoreceptors (carotid and aortic bodies)Respond mainly to low oxygen (strongly below about 60 mmHg), also to CO₂ and acid
Lung and airway receptorsStretch receptors (Hering–Breuer reflex), irritant receptors (cough, bronchospasm), J receptors (stiff, wet lungs: breathlessness)
Cortex and limbic systemVoluntary control (breath-holding, speech, breathing exercises) and emotion (anxiety speeds breathing)

6Physiology behind physiotherapy techniques

PhysiologyTechnique it explains
Collateral ventilation (pores of Kohn, canals of Lambert, channels of Martin)Deep breaths with a hold, SMI, PEP: air gets behind mucus and into collapsed units
Equal pressure point in forced expirationHuffing from mid or low lung volume clears peripheral airways (ACBT card)
Gravity on ventilation and perfusionPositioning for oxygenation and postural drainage
Zone of apposition and diaphragm lengthForward-lean positions in COPD; abdominal binder in tetraplegia
FRC and airway closureUpright positions, early walking after surgery
Surfactant and alveolar stabilityRegular deep breaths and sighs prevent collapse in shallow breathers
Mucociliary clearanceHumidification, hydration, stopping smoking
Chemoreceptors and the Haldane effectControlled oxygen in COPD (88–92%)
Cortical control of breathingBreathing control, pursed-lip breathing, breathing retraining

7Exam corner

Not asked on its own in the 20 papers (2016–2026); the related questions are on the zones of the lung (S25) and causes of altered V/Q (S23) on the positioning card, and spirometry in obstructive and restrictive disease (W20, S19) on the investigations card.

Test yourself

3 mDifferentiate the pump-handle and bucket-handle movements of the ribs.

Pump handle: upper ribs, front ends rise and the sternum moves forwards and up, increasing the front-to-back diameter. Bucket handle: lower ribs, the middle of each rib swings up and out, increasing the side-to-side diameter.

3 mDraw a spirogram and label the volumes and capacities.

See the figure in section 3: TV 0.5, IRV 3.0, ERV 1.1, RV 1.2 L; IC 3.5, FRC 2.3, VC 4.6, TLC 5.8 L.

MCQAt a PaO₂ of 60 mmHg, haemoglobin saturation is about:A. 50%B. 75%C. 90%D. 100%

C. About 90%; below this the curve falls steeply.

 Sources

  1. MUHS BPTh syllabus (2012), CVR Ch 1.
  2. Hall JE, Hall ME. Guyton and Hall Textbook of Medical Physiology (volumes, pressures, compliance, gas transport).
  3. West JB, Luks AM. West's Respiratory Physiology: The Essentials.
  4. Severinghaus JW. Simple, accurate equations for human blood O₂ dissociation computations. J Appl Physiol 1979 (used to draw the curve).
  5. Standard anatomy texts (Gray's Anatomy; Chaurasia) for segments and surface markings; Frownfelter & Dean (2022) for chest wall mechanics.

Educational notes for exam preparation. Not medical advice.

Version 1. Content checked 19 October 2026. Next review October 2027.